Digital Operational Resilience Act Articles (Proposal)

The Articles (Proposal) of the Digital Operational Resilience Act


Digital Operational Resilience Act (DORA), Article 21, General requirements for the performance of digital operational resilience testing.

1. For the purpose of assessing preparedness for ICT-related incidents, of identifying weaknesses, deficiencies or gaps in the digital operational resilience and of promptly implementing corrective measures, financial entities shall establish, maintain and review, with due consideration to their size, business and risk profiles, a sound and comprehensive digital operational resilience testing programme as an integral part of the ICT risk management framework referred to in Article 5.


2. The digital operational resilience testing programme shall include a range of assessments, tests, methodologies, practices and tools to be applied in accordance with the provisions of Articles 22 and 23.


3. Financial entities shall follow a risk-based approach when conducting the digital operational resilience testing programme referred to in paragraph 1, taking into account the evolving landscape of ICT risks, any specific risks to which the financial entity is or might be exposed, the criticality of information assets and of services provided, as well as any other factor the financial entity deems appropriate.


4. Financial entities shall ensure that tests are undertaken by independent parties, whether internal or external.


5. Financial entities shall establish procedures and policies to prioritise, classify and remedy all issues acknowledged throughout the performance of the tests and shall establish internal validation methodologies to ascertain that all identified weaknesses, deficiencies or gaps are fully addressed.


6. Financial entities shall test all critical ICT systems and applications at least yearly.